Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Brian? Claim Your ProfileBrian Hartigan is a financial professional with over 25 years of experience in the securities industry. Brian is currently registered with TD Securities (usa) LLC and has held previous positions at Wien Securities Corp., Allegiance Securities, L.L.C., Garden State Securities, Inc., TD Securities (USA) Inc., Jefferies & Company, Inc. and Pershing Trading Company, L.P. Brian holds Series 7, 55, 57TO, 99TO, and SIE licenses, as well as a Series 63 license. Brian is registered with the state of New York.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
NY
06/20/2000 - Present
TD Securities (usa) LLC (NEW YORK NY)
NJ
02/16/2000 - 07/10/2000
WIEN SECURITIES CORP. (JERSEY CITY NJ)
NJ
11/01/1999 - 01/27/2000
ALLEGIANCE SECURITIES, L.L.C. (JERSEY CITY NJ)
NJ
05/25/1999 - 11/08/1999
GARDEN STATE SECURITIES, INC. (RED BANK NJ)
NY
09/17/1997 - 11/19/1998
TD SECURITIES (USA) INC. (NEW YORK NY)
NY
03/07/1997 - 09/10/1997
JEFFERIES & COMPANY, INC. (NEW YORK NY)
NJ
09/19/1996 - 01/17/1997
PERSHING TRADING COMPANY, L.P. (JERSEY CITY NJ)
BC
Issued 04/29/2000
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 01/02/2023
Series 57TO - Securities Trader Exam
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/11/2000
Series 55 - Limited Representative-Equity Trader Exam
BC
Issued 09/18/1996
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
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