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Brian Joseph Harte

J.h. Darbie & CO., Inc.

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About Brian Joseph Harte

Brian Harte is a registered representative with J.h. Darbie & Co., Inc., with over 20 years of experience in the industry. Brian holds a Series 7, 24, 27, and 63 license, as well as the SIE and Series 99TO exams. Brian is currently registered in 16 states with J.h. Darbie & Co., Inc., and previously worked with E1 ASSET MANAGEMENT, INC. in Alexandria, VA. Brian's firm provides both portfolio management for individuals and selection of other advisors services.

Firm Information

Brian Harte is currently registered with J.h. Darbie & CO., Inc.. J.h. Darbie & CO., Inc. is a Corporation registered with the SEC and in 46 states. Founded in June 1997, the firm offers advisory services including portfolio management for individuals and selection of other advisors. They also participate in wrap fee programs. They have approximately 9 employees, including licensed agents, investment advisor representatives, and registered representatives. The firm's website is HTTP://WWW.JHDARBIE.COM.

Not reported

Assets Under Management

Not reported

Total Clients

28

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

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subadvisory and solicitations

Subadvisory and solicitations

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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percentage of assets

A percentage of the total value of assets under management is charged.

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other

Subadvisory and solicitations

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Brian Harte’s Registration & Firm History

NY

05/01/2024 - Present

J.h. Darbie & CO., Inc. (NEW YORK NY)

VA

04/29/2004 - 04/30/2024

E1 ASSET MANAGEMENT, INC. (Alexandria VA)

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Licenses & Designations

BC

Issued 05/10/2004

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/10/2013

Series 27 - Financial and Operations Principal Examination

BC

Issued 03/02/2007

Series 4 - Registered Options Principal Examination

BC

Issued 11/15/2005

Series 24 - General Securities Principal Examination

BC

Issued 01/02/2023

Series 99TO - Operations Professional Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 04/28/2004

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

N

Nasdaq Stock Market

Disclosures

There are 6 public disclosures for Brian Joseph Harte. Review regulatory record here.
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