Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Brian? Claim Your ProfileBrian Gotta is an investment advisor representative with United Planners' Financial Services Of America A Limited Partner. Brian has been in the financial services industry since 1984 and has been registered with the Securities and Exchange Commission (SEC) since 1990. Brian has a wide range of experience in the financial services industry, including working with high-net-worth individuals, corporations, and charitable organizations. Brian is also a licensed insurance agent and notary public. Brian is a registered investment advisor representative in Arizona, District of Columbia, Florida, Georgia, Massachusetts, Nevada, New Hampshire, New York, North Carolina, Pennsylvania, Rhode Island, South Carolina, Tennessee, Texas, Vermont, and Washington.
7333 EAST DOUBLETREE RANCH RD, SUITE 120
SCOTTSDALE, AZ 85258
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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AZ
01/08/2024 - Present
United Planners' Financial Services OF America A Limited Partner (SCOTTSDALE AZ)
MA
08/01/1984 - 04/30/1990
METLIFE SECURITIES INC. (SPRINGFIELD MA)
NY
08/01/1984 - 04/30/1990
METROPOLITAN LIFE INSURANCE COMPANY (NEW YORK NY)
IA
Issued 06/17/1999
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 01/05/1987
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 08/11/1997
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/30/1997
Series 7 - General Securities Representative Examination
BC
Issued 07/31/1984
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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