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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Brian? Claim Your ProfileBrian Goodrich is a financial advisor with Morgan Stanley. He is a highly experienced professional who has been in the industry since 2012. Brian has earned licenses for Series 4, 7, 9, 10, 14, 24, 27, 52, 53, 55, 63, 72, 99 and SIE exams. His expertise includes providing financial advice, portfolio management, and educational seminars. He also holds a series of designations. Brian is dedicated to helping clients achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Strategic management for diversified investment portfolios.
Asset allocation advice
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
See schedule d miscellaneous
1
2
NY
03/31/2016 - Present
Morgan Stanley (PURCHASE NY)
NY
04/26/2012 - 03/07/2016
DEUTSCHE BANK SECURITIES INC. (NEW YORK NY)
BC
Issued 01/30/2015
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/24/2015
Series 53 - Municipal Securities Principal Examination
BC
Issued 08/17/2015
Series 27 - Financial and Operations Principal Examination
BC
Issued 06/15/2015
Series 4 - Registered Options Principal Examination
BC
Issued 06/03/2015
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 04/10/2015
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 03/31/2015
Series 24 - General Securities Principal Examination
BC
Issued 04/22/2014
Series 14 - Compliance Officer Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/26/2015
Series 52 - Municipal Securities Representative Examination
BC
Issued 07/17/2015
Series 55 - Limited Representative-Equity Trader Exam
BC
Issued 07/01/2015
Series 72 - Government Securities Representative Examination
BC
Issued 01/09/2015
Series 7 - General Securities Representative Examination
BC
Issued 04/25/2012
Series 99 - Operations Professional Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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