Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Brian? Claim Your ProfileBrian Giles is a financial advisor with Fidelity Brokerage Services LLC. Brian has been in the financial services industry since August 8, 2005 and has a wide range of experience working with clients in different states. Brian is registered with the Financial Industry Regulatory Authority (FINRA) as a Series 6, Series 7, and Series 66 representative. Brian holds a Series 26 principal license. Brian Giles is registered in 53 states and holds a Series 66 registration which allows Brian to provide investment advice in multiple states.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
RI
02/02/2024 - Present
Fidelity Brokerage Services LLC (SMITHFIELD RI)
IN
03/03/2015 - 01/10/2024
ONEAMERICA SECURITIES, INC. (INDIANAPOLIS IN)
IN
01/01/2012 - 01/26/2015
NFP ADVISOR SERVICES, LLC (INDIANAPOLIS IN)
IN
07/07/2006 - 06/27/2011
PRINCOR FINANCIAL SERVICES CORPORATION (INDIANAPOLIS IN)
CA
09/23/1998 - 12/03/1999
FRANKLIN/TEMPLETON DISTRIBUTORS, INC. (SAN MATEO CA)
IN
04/16/1998 - 08/07/1998
LINCOLN FINANCIAL ADVISORS CORPORATION (FORT WAYNE IN)
IN
04/16/1998 - 08/07/1998
THE LINCOLN NATIONAL LIFE INSURANCE COMPANY (FORT WAYNE IN)
BOTH
Issued 09/27/2006
Series 66 - Uniform Combined State Law Examination
BC
Issued 07/08/2015
Series 26 - Investment Company Products/Variable Contracts Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/06/2006
Series 7 - General Securities Representative Examination
BC
Issued 04/10/1998
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
N
New York Stock Exchange
Not sure Brian Giles is the right advisor for you? Invested Better is here to help.
