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Brian Joseph Gazawie

Ameritas Investment Company, LLC

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About Brian Joseph Gazawie

Brian Gazawie is a financial professional with over 10 years of experience in the industry. Brian is currently registered with Ameritas Investment Company, LLC as a Registered Representative and has a Series 7 and Series 66 license. Prior to joining Ameritas, Brian was employed with ADP Broker-Dealer, Inc., Foresters Financial Services, Inc., Prudential Investment Management Services LLC and Merrill Lynch, Pierce, Fenner & Smith Incorporated. Brian specializes in helping clients with their financial planning needs, including retirement planning, investment management, and insurance.

Firm Information

Brian Gazawie is currently registered with Ameritas Investment Company, LLC. Ameritas Investment Company, LLC is a Limited Liability Company formed in April 1984. It is registered in all 50 states and the District of Columbia, as well as with the SEC.

Not reported

Assets Under Management

Not reported

Total Clients

297

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Brian Gazawie’s Registration & Firm History

NE

04/05/2021 - Present

Ameritas Investment Company, LLC (LINCOLN NE)

NJ

01/10/2018 - 04/19/2021

ADP BROKER-DEALER, INC. (ROSELAND NJ)

NJ

05/03/2016 - 01/03/2018

FORESTERS FINANCIAL SERVICES, INC. (EDISON NJ)

NJ

02/22/2012 - 04/18/2016

PRUDENTIAL INVESTMENT MANAGEMENT SERVICES LLC (NEWARK NJ)

NJ

05/05/2011 - 02/07/2012

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (PARAMUS NJ)

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Licenses & Designations

BOTH

Issued 10/12/2011

Series 66 - Uniform Combined State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 05/04/2011

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Brian Joseph Gazawie.
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