linkedInfacebook
For AdvisorsLog InContact Us
Invested Better
Unclaimed

Unclaimed

Unclaimed

Brian Joseph Finnerty

AON Securities LLC

Use our Financial Advisor Match Tool to find your ideal match.
UnclaimedThis information is unverified and unclaimed information. Are you Brian? Claim Your Profile

About Brian Joseph Finnerty

Brian Finnerty is a financial professional with over 17 years of experience in the industry. Brian is currently registered with Aon Securities LLC and has previously held positions at firms such as Whitaker Securities LLC, Tullett Prebon Financial Services LLC, Chapdelaine Tullett Prebon, LLC, GFI Securities LLC, Raymond James Financial Services, Inc., and Pruco Securities Corporation. Brian has a wide range of experience in the financial services industry. Brian holds Series 7, Series 66 and SIE licenses.

Firm Information

Brian Finnerty is currently registered with AON Securities LLC. AON Securities LLC is a Limited Liability Company registered with the SEC and in 52 states. The firm, which was formed in 2018, provides fairness opinions, and has 11 registered representatives. Their main office is located in Chicago, Illinois.
AON Securities LLC

200 EAST RANDOLPH STREET

CHICAGO, IL 60601

Not reported

Assets Under Management

Not reported

Total Clients

130

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

check

fairness opinions

Fairness opinions

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

check

fixed fees

Set rates for specific services, regardless of time or assets managed.

Find Your Ideal Financial Advisor

1

Finding a financial advisor doesn’t have to be complicated. InvestedBetter’s free tool connects you with advisors who serve your area and fit your financial needs in just 5 minutes.

2

Your matches with an Advisor based on their qualifications and skills to help you achieve your financial goals. Get on the path to financial success today.

Brian Finnerty’s Registration & Firm History

PA

01/30/2019 - Present

AON Securities LLC (Fort Washington PA)

NY

01/20/2015 - 02/16/2017

WHITAKER SECURITIES LLC (NEW YORK NY)

NY

06/01/2012 - 01/07/2015

TULLETT PREBON FINANCIAL SERVICES LLC (NEW YORK NY)

NY

04/27/2011 - 06/01/2012

CHAPDELAINE TULLETT PREBON, LLC (NEW YORK NY)

NY

02/27/2006 - 05/09/2011

GFI SECURITIES LLC (NEW YORK NY)

FL

09/10/2003 - 12/13/2004

RAYMOND JAMES FINANCIAL SERVICES, INC. (ST. PETERSBURG FL)

NJ

03/19/2002 - 09/25/2003

PRUCO SECURITIES CORPORATION (NEWARK NJ)

Not sure if Brian Joseph Finnerty is right for you?

Licenses & Designations

BOTH

Issued 04/03/2002

Series 66 - Uniform Combined State Law Examination

BC

Issued 02/16/2017

SIE - Securities Industry Essentials Examination

BC

Issued 03/18/2002

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Brian Joseph Finnerty.
Not sure if Brian Joseph Finnerty is right for you?