Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Brian? Claim Your ProfileBrian Donlon is a financial professional with over 20 years of experience in the industry. Brian is currently registered with Wells Fargo Clearing Services, LLC in Doylestown, Pennsylvania. Brian has previously worked with Merrill Lynch, Pierce, Fenner & Smith Incorporated, Janney Montgomery Scott LLC, Ameriprise Financial Services, Inc., and BANC OF AMERICA INVESTMENT SERVICES, INC. Brian holds several licenses and certifications, including Series 7, 9, 10, 23, 24, 63, 65, 99TO, and SIE. Brian specializes in providing investment consulting services to institutional clients, as well as financial planning, portfolio management for individuals and businesses, and selection of other advisors.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
PA
02/22/2021 - Present
Wells Fargo Clearing Services, LLC (DOYLESTOWN PA)
NJ
11/11/2019 - 02/19/2021
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (PENNINGTON NJ)
PA
05/31/2017 - 05/07/2019
JANNEY MONTGOMERY SCOTT LLC (PHILADELPHIA PA)
NH
08/01/2016 - 10/03/2016
AMERIPRISE FINANCIAL SERVICES, INC. (BEDFORD NH)
NJ
10/23/2009 - 06/06/2016
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (PENNINGTON NJ)
MA
05/16/2007 - 10/23/2009
BANC OF AMERICA INVESTMENT SERVICES, INC. (BURLINGTON MA)
RI
03/17/2005 - 10/23/2006
BANC OF AMERICA INVESTMENT SERVICES, INC. (LINCOLN RI)
CT
12/05/2002 - 01/19/2005
ADVEST, INC. (HARTFORD CT)
NY
04/22/2002 - 11/15/2002
NEW ENGLAND SECURITIES (NEW YORK NY)
NJ
08/09/2001 - 01/25/2002
NYLIFE DISTRIBUTORS INC. (JERSEY CITY NJ)
NE
08/16/1999 - 03/16/2001
NEBRASKA HUDSON COMPANY, INC. (OMAHA NE)
IA
Issued 01/22/2008
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 10/25/1999
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 24 - General Securities Principal Examination
BC
Issued 01/27/2009
Series 23 - General Securities Principal Sales Supervisor
BC
Issued 06/28/2005
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/04/2004
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/13/1999
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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