Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Brian? Claim Your ProfileBrian Cullen is a financial advisor with Baron Capital, Inc. Brian has been in the financial services industry for over 10 years and has a broad range of experience. Brian holds Series 6, 7, 63, and SIE licenses and is registered to conduct business in 13 states. Prior to joining Baron Capital, Inc., Brian was employed at J.P. Morgan Securities LLC and Chase Investment Services Corp. Brian is committed to providing his clients with personalized financial advice and investment strategies that meet their individual needs.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
NY
01/30/2013 - Present
Baron Capital, Inc. (NEW YORK NY)
CT
10/01/2012 - 01/09/2013
J.P. MORGAN SECURITIES LLC (GREENWICH CT)
CT
12/07/2009 - 10/01/2012
CHASE INVESTMENT SERVICES CORP. (GREENWICH CT)
BC
Issued 12/22/2009
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 11/15/2019
Series 7TO - General Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/04/2009
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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