Unclaimed
Brian Connor is a financial advisor with Fidelity Brokerage Services LLC. Brian has been in the securities industry since April 2012. Brian has passed the Series 63, Series 7, and SIE exams and is currently registered in New Hampshire. Brian holds a Series 7, Series 63, and SIE registration.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
CA
04/09/2012 - Present
Fidelity Brokerage Services LLC (WALNUT CREEK CA)
BC
Issued 05/11/2012
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/06/2012
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
New York Stock Exchange
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