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Brian Joseph Condo

JCC Capital Markets, LLC

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About Brian Joseph Condo

Brian Condo is a financial professional with over 19 years of experience in the financial services industry. Brian is currently registered with JCC Capital Markets, LLC, and holds Series 63, 65, 7, and SIE licenses. Brian has previously held positions at Emerson Equity LLC, International Assets Advisory, LLC, Cabot Lodge Securities LLC, Taylor Capital Management Inc., Jackson National Life Distributors LLC, WM Financial Services, Inc., Riggs Securities Inc., and Morgan Stanley DW Inc..

Firm Information

Brian Condo is currently registered with JCC Capital Markets, LLC. JCC Capital Markets, LLC is a Limited Liability Company formed in May 2007. The firm is registered in all 50 states and the District of Columbia, as well as with the SEC.

Not reported

Assets Under Management

Not reported

Total Clients

23

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Brian Condo’s Registration & Firm History

CA

05/24/2023 - Present

JCC Capital Markets, LLC (LAGUNA NIGUEL CA)

CA

04/19/2023 - 05/02/2023

EMERSON EQUITY LLC (SAN MATEO CA)

FL

10/07/2022 - 11/07/2022

INTERNATIONAL ASSETS ADVISORY, LLC (ORLANDO FL)

IL

05/04/2021 - 06/25/2021

CABOT LODGE SECURITIES LLC (SCHAUMBURG IL)

GA

05/16/2016 - 08/14/2019

TAYLOR CAPITAL MANAGEMENT INC. (WOODSTOCK GA)

CO

09/18/2006 - 04/09/2014

JACKSON NATIONAL LIFE DISTRIBUTORS LLC (DENVER CO)

FL

10/27/2003 - 09/14/2006

WM FINANCIAL SERVICES, INC. (WEST PALM BEACH FL)

DC

05/07/2003 - 10/09/2003

RIGGS SECURITIES INC. (WASHINGTON DC)

CA

12/03/2001 - 05/07/2003

WM FINANCIAL SERVICES, INC. (IRVINE CA)

NY

07/03/2000 - 10/30/2001

MORGAN STANLEY DW INC. (PURCHASE NY)

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Licenses & Designations

IA

Issued 04/22/2013

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 07/26/2000

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 06/30/2000

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are 2 public disclosures for Brian Joseph Condo. Review regulatory record here.
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