Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Brian? Claim Your ProfileBrian Casey is a financial advisor with LPL Financial LLC. Brian has been in the industry since 2000. Brian has passed the Series 3, 7, 9, 10, 31, 63, and 66 exams and is registered to provide investment advice in 21 states and the District of Columbia. Brian has previously worked with Morgan Stanley, Ameriprise Financial Services, LLC and A. G. Edwards & Sons, Inc.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
FL
06/25/2024 - Present
LPL Financial LLC (OCALA FL)
FL
01/20/2015 - 06/14/2024
AMERIPRISE FINANCIAL SERVICES, LLC (Ocala FL)
FL
06/01/2009 - 01/27/2015
MORGAN STANLEY (NAPLES FL)
FL
01/16/2009 - 06/01/2009
MORGAN STANLEY & CO. INCORPORATED (OCALA FL)
FL
01/01/2008 - 01/30/2009
WACHOVIA SECURITIES, LLC (OCALA FL)
FL
03/17/2000 - 01/03/2008
A. G. EDWARDS & SONS, INC. (OCALA FL)
BOTH
Issued 11/16/2012
Series 66 - Uniform Combined State Law Examination
BC
Issued 03/23/2000
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 05/20/2004
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 04/13/2004
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/21/2011
Series 31 - Futures Managed Funds Examination
BC
Issued 03/16/2000
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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