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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Brian? Claim Your ProfileBrian Caldwell is a financial advisor with Ameriprise Financial Services, LLC. Brian has been in the industry since 2002. Brian holds Series 66, Series 24, SIE and Series 7 licenses. Brian is also registered in multiple states including New Hampshire, Texas, Arizona, Arkansas, California, Colorado, Connecticut, District of Columbia, Florida, Georgia, Iowa, Maine, Massachusetts, Minnesota, New Jersey, New York, North Carolina, Ohio, Pennsylvania, Rhode Island, South Carolina, Vermont, Virginia, Washington and Wisconsin. Brian has experience working with individuals, trusts, estates, corporations, pension plans, and charitable organizations. Brian is also able to offer services including asset allocation services, financial planning, pension consulting, educational seminars, publication of periodicals, selection of other advisors, portfolio management for businesses and portfolio management for individuals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Asset allocation services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
NH
06/18/2020 - Present
Ameriprise Financial Services, LLC (BEDFORD NH)
NH
10/20/2004 - 03/27/2009
BANC OF AMERICA INVESTMENT SERVICES, INC. (MANCHESTER NH)
NY
06/18/2003 - 10/20/2004
QUICK & REILLY, INC. (NEW YORK NY)
NJ
05/31/2002 - 04/16/2003
UBS PAINEWEBBER INC. (WEEHAWKEN NJ)
BOTH
Issued 07/22/2002
Series 66 - Uniform Combined State Law Examination
BC
Issued 09/12/2003
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/30/2002
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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