Unclaimed
Brian Brille is a financial advisor who has been in the industry since 1997. Brian is currently registered with Pickwick Capital Partners, LLC. Brian has also previously worked with Crown Sterling Capital LLC, Merrill Lynch, Pierce, Fenner & Smith Incorporated, Banc of America Securities LLC, and Morgan Stanley & Co., Incorporated. Brian holds a Series 7, Series 24, Series 63, and SIE licenses. Brian has been registered in both California and New York.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
05/09/2017 - Present
Pickwick Capital Partners, LLC (WHITE PLAINS NY)
NY
03/08/2016 - 05/12/2016
CROWN STERLING CAPITAL LLC (New York NY)
NY
01/02/2009 - 06/18/2013
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
NY
02/11/1999 - 11/01/2010
BANC OF AMERICA SECURITIES LLC (NEW YORK NY)
NY
02/25/1994 - 02/09/1999
MORGAN STANLEY & CO., INCORPORATED (NEW YORK NY)
BC
Issued 11/30/2015
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 11/28/2001
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/16/1995
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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