Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Brian? Claim Your ProfileBrian Joseph Baumgarten is a financial advisor with Nylife Securities LLC, located in Melville, NY. Brian has been in the industry since October 1, 2007. Brian is registered with the Financial Industry Regulatory Authority (FINRA) and holds Series 6, 7, 24, and 63 licenses. Brian is also registered with the state of New York.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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NY
08/25/2009 - Present
Nylife Securities LLC (MELVILLE NY)
NY
09/24/2007 - 08/17/2009
METLIFE SECURITIES INC. (MELVILLE NY)
BC
Issued 10/11/2007
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 08/31/2016
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/24/2015
Series 7 - General Securities Representative Examination
BC
Issued 09/21/2007
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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