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Brian Josef Dierks

Northwestern Mutual Investment Services, LLC

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About Brian Josef Dierks

Brian Dierks is a financial advisor at Northwestern Mutual Investment Services, LLC. Brian has been in the industry since August 27, 2001, and holds Series 6, 7, 9, 10, 26, 63, and 66 licenses as well as the SIE exam. Brian has been registered with the state of Michigan since 2019. Brian is a licensed agent in 51 states and the District of Columbia. Brian also owns and operates Dierks Financial Group, a management company, and may earn commissions from insurance companies for sales of non-variable life, health, annuity, and/or disability income insurance products.

Firm Information

Brian Dierks is currently registered with Northwestern Mutual Investment Services, LLC. Northwestern Mutual Investment Services, LLC is a Limited Liability Company formed in June 1998. Headquartered in Milwaukee, Wisconsin, the firm provides investment research and referrals to other advisors. They are registered with the SEC and in all 50 states. The firm has over 2,000 licensed agents, investment advisor representatives, and registered representatives.
Northwestern Mutual Investment Services, LLC

720 EAST WISCONSIN AVENUE

MILWAUKEE, WI 53202-4797

Not reported

Assets Under Management

1

Total Clients

10,224

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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investment research; referrals to other advisers

Investment research; referrals to other advisers

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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other

Referral fees

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Brian Dierks’s Registration & Firm History

MI

07/08/2019 - Present

Northwestern Mutual Investment Services, LLC (GRAND RAPIDS MI)

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Licenses & Designations

BOTH

Issued 08/21/2013

Series 66 - Uniform Combined State Law Examination

BC

Issued 05/10/2002

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 06/20/2015

Series 10 - General Securities Sales Supervisor - General Module Examination

BC

Issued 12/11/2013

Series 9 - General Securities Sales Supervisor - Options Module Examination

BC

Issued 03/16/2010

Series 26 - Investment Company Products/Variable Contracts Principal Examination

BC

Issued 01/02/2023

Series 99TO - Operations Professional Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 04/12/2012

Series 7 - General Securities Representative Examination

BC

Issued 08/27/2001

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Brian Josef Dierks.
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