Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Brian? Claim Your ProfileBrian Jonathan Diehlman is a financial advisor who has been in the industry since 2007. Brian is registered with LPL Financial LLC and has been with the firm since February 2021. Prior to joining LPL Financial, Brian was with Waddell & Reed, Inc. and J.J.B. Hilliard, W.L. Lyons, Inc. Brian is registered as an investment advisor representative in Texas and Kentucky. Brian is also registered as a registered representative in 17 other states. Brian has a variety of licenses and certifications including Series 7, Series 63 and Series 66. Brian has a history of providing investment advice and services to individuals, families, and businesses. Brian specializes in financial planning, portfolio management, and retirement planning.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
KY
02/19/2021 - Present
LPL Financial LLC (LOUISVILLE KY)
KY
03/24/2009 - 02/24/2021
WADDELL & REED (LOUISVILLE KY)
KY
03/16/2001 - 07/22/2002
J.J.B. HILLIARD, W.L. LYONS, INC. (LOUISVILLE KY)
BOTH
Issued 06/04/2009
Series 66 - Uniform Combined State Law Examination
BC
Issued 04/09/2001
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/23/2009
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
Not sure Brian Diehlman is the right advisor for you? Invested Better is here to help.
