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Brian Jon Midthun

Riversource Distributors, Inc.

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About Brian Jon Midthun

Brian Midthun is a financial professional with over 12 years of experience in the industry. Brian has held positions at Ameriprise Financial Services, Inc. and Riversource Distributors, Inc., where he has gained a strong foundation in investment products and services. Brian is currently registered with Riversource Distributors, Inc. and holds the Series 6 and SIE licenses. Brian has a deep understanding of investment company products and variable contracts.

Firm Information

Brian Midthun is currently registered with Riversource Distributors, Inc.. Riversource Distributors, Inc. is a corporation formed on December 9, 2005, and is registered to operate in all 50 states, as well as Puerto Rico and the District of Columbia. The firm has been approved by the SEC and has been subject to two regulatory events and one arbitration claim.

Not reported

Assets Under Management

Not reported

Total Clients

144

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Brian Midthun’s Registration & Firm History

MN

10/18/2017 - Present

Riversource Distributors, Inc. (Minneapolis MN)

MN

05/18/2015 - 06/29/2016

RIVERSOURCE DISTRIBUTORS, INC. (MINNEAPOLIS MN)

MN

01/27/2014 - 05/18/2015

AMERIPRISE FINANCIAL SERVICES, INC. (Minneapolis MN)

MN

05/16/2006 - 04/30/2012

AMERIPRISE FINANCIAL SERVICES, INC. (MINNEAPOLIS MN)

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Licenses & Designations

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 05/15/2006

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Brian Jon Midthun.
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