Unclaimed
Brian Wakefield is a Financial Advisor currently registered with Fidelity Brokerage Services LLC. Brian has been in the industry since July 19, 2017. Brian holds FINRA Series 7, 9, 10, 63 and SIE licenses. Brian is registered in 53 states and the District of Columbia.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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NH
07/20/2017 - Present
Fidelity Brokerage Services LLC (MERRIMACK NH)
BC
Issued 08/10/2017
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 08/12/2020
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 03/10/2020
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/20/2017
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
New York Stock Exchange
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