Unclaimed
Brian John Stubbs is a financial advisor with Stancorp Equities, Inc. based in Schaumburg, Illinois. Brian has been in the financial industry since 2010. Prior to joining Stancorp Equities, Inc., Brian worked at ASCENSUS BROKER DEALER SERVICES, LLC, ASCENSUS FINANCIAL SERVICES, LLC. and DIRECTED SERVICES, INC.. Brian holds Series 6, Series 63 and SIE licenses. Brian is registered in Delaware, Maryland, New Jersey, New York, and Pennsylvania.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
IL
03/18/2021 - Present
Stancorp Equities, Inc. (SCHAUMBURG IL)
PA
10/19/2018 - 03/02/2021
ASCENSUS BROKER DEALER SERVICES, LLC (Dresher PA)
PA
01/13/2014 - 10/19/2018
ASCENSUS FINANCIAL SERVICES, LLC. (DRESHER PA)
PA
02/21/2000 - 04/01/2003
DIRECTED SERVICES, INC. (WEST CHESTER PA)
BC
Issued 07/28/2014
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/13/2014
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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