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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Brian? Claim Your ProfileBrian Orrico is a financial advisor with over 30 years of experience in the industry. Brian currently works at Robert W. Baird & Co. Inc., where Brian is registered as a broker-dealer in California, Florida, Texas, and Washington. Brian has worked at a number of financial firms, including MCADAMS WRIGHT RAGEN, INC., RBC DAIN RAUSCHER INC., DAIN RAUSCHER INCORPORATED, KIDDER, PEABODY & CO. INCORPORATED, PRUDENTIAL-BACHE SECURITIES INC., and DREXEL BURNHAM LAMBERT INCORPORATED. Brian holds a Series 3, 7, 63, and 65 license. Brian's expertise includes providing investment advice to individuals, corporations, investment companies, and pooled investment vehicles. Brian also offers financial planning, pension consulting, and educational seminars.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Strategic management for diversified investment portfolios.
See schedule d
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
Hard dollar payments for research
1
2
CA
11/07/2014 - Present
Robert W. Baird & Co. Inc. (RANCHO SANTA FE CA)
WA
10/03/2005 - 11/07/2014
MCADAMS WRIGHT RAGEN, INC. (BELLEVUE WA)
NY
03/02/1998 - 10/20/2005
RBC DAIN RAUSCHER INC. (NEW YORK NY)
NA
12/16/1994 - 03/02/1998
DAIN RAUSCHER INCORPORATED
NY
06/14/1990 - 12/22/1994
KIDDER, PEABODY & CO. INCORPORATED (NEW YORK NY)
NY
05/26/1989 - 06/08/1990
PRUDENTIAL-BACHE SECURITIES INC. (NEW YORK NY)
NA
08/31/1988 - 06/29/1989
DREXEL BURNHAM LAMBERT INCORPORATED
IA
Issued 01/27/1992
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 06/17/1988
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/20/1988
Series 7 - General Securities Representative Examination
BC
Issued 07/19/1988
Series 3 - National Commodity Futures Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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