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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Brian? Claim Your ProfileBrian John McHenry is a financial advisor with over 30 years of experience in the industry. Brian is currently registered with LPL Financial LLC and has also previously worked with firms like BANCWEST INVESTMENT SERVICES, INC., TD AMERITRADE, INC., and PRUCO SECURITIES, LLC. Brian is licensed to provide investment advice and services in multiple states including California, Colorado, Arizona, Florida, Oregon, Nevada, Washington, North Carolina, Pennsylvania, Texas, Ohio, Montana, and Tennessee. Brian holds multiple licenses and certifications including Series 6, 7, 10, 26, 63, and 65. Brian can provide financial planning, portfolio management, and consulting services to a variety of clients including individuals, families, corporations, and small businesses. Brian's experience and expertise in the financial services industry make him a valuable resource for clients seeking to achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
CA
01/13/2025 - Present
LPL Financial LLC (NEWPORT BEACH CA)
CA
10/28/2015 - 07/19/2023
BANCWEST INVESTMENT SERVICES, INC. (NEWPORT BEACH CA)
CA
01/28/2009 - 10/20/2015
TD AMERITRADE, INC. (MISSION VIEJO CA)
CA
02/19/2003 - 01/12/2009
PRUCO SECURITIES, LLC. (FRESNO CA)
NE
11/10/1998 - 01/28/2003
TD WATERHOUSE INVESTOR SERVICES, INC. (OMAHA NE)
NY
04/18/1997 - 11/02/1998
LIBERTY SECURITIES CORPORATION (PURCHASE NY)
SC
10/16/1996 - 04/21/1997
LINSCO/PRIVATE LEDGER CORP. (FORT MILL SC)
OR
06/17/1994 - 10/28/1996
MARKETING ONE SECURITIES, INC. (PORTLAND OR)
OR
10/26/1992 - 10/05/1993
MARKETING ONE SECURITIES, INC. (PORTLAND OR)
NJ
03/19/1990 - 10/23/1992
PRUCO SECURITIES CORPORATION (NEWARK NJ)
NJ
03/19/1990 - 10/23/1992
THE PRUDENTIAL INSURANCE COMPANY OF AMERICA (NEWARK NJ)
IA
Issued 05/11/2004
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 08/27/1990
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 08/24/2006
Series 26 - Investment Company Products/Variable Contracts Principal Examination
BC
Issued 05/04/2001
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 05/04/2001
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/12/1996
Series 7 - General Securities Representative Examination
BC
Issued 03/16/1990
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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