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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Brian? Claim Your ProfileBrian Mallon is an investment advisor representative associated with Cetera Investment Advisers LLC. Brian has been in the industry since 2006. Brian is licensed in Florida and Pennsylvania. Brian has previously worked with Foresters Financial Services, Inc., Princor Financial Services Corporation, First Union Securities Financial Network, Inc., Northeast Securities, Inc., Corporate Securities Group, Inc., Josephthal Lyon & Ross Incorporated, Chatfield Dean & Co., Inc., and Lew Lieberbaum & Co., Inc.. Brian holds the Series 63, Series 66, Series 7, and SIE exams. Brian specializes in providing financial planning, pension consulting, educational seminars, selection of other advisers, portfolio management for businesses, and portfolio management for individuals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
FL
09/17/2021 - Present
Cetera Investment Advisers LLC (TAMPA FL)
FL
09/11/2015 - 06/25/2019
FORESTERS FINANCIAL SERVICES, INC. (TAMPA FL)
FL
11/05/2014 - 01/29/2015
PRINCOR FINANCIAL SERVICES CORPORATION (Tampa FL)
MO
04/28/1999 - 02/01/2001
FIRST UNION SECURITIES FINANCIAL NETWORK, INC. (ST. LOUIS MO)
NY
07/26/1996 - 04/28/1999
NORTHEAST SECURITIES, INC. (MITCHELFIELD NY)
MO
09/26/1994 - 08/06/1996
CORPORATE SECURITIES GROUP, INC. (ST. LOUIS MO)
NY
06/10/1992 - 10/10/1994
JOSEPHTHAL LYON & ROSS INCORPORATED (NEW YORK NY)
CO
04/20/1992 - 06/05/1992
CHATFIELD DEAN & CO., INC. (GREENWOOD VILLAGE CO)
NY
04/10/1992 - 04/28/1992
LEW LIEBERBAUM & CO., INC. (GARDEN CITY NY)
IA
Issued 08/27/2021
Series 65 - Uniform Investment Adviser Law Examination
BOTH
Issued 04/10/2018
Series 66 - Uniform Combined State Law Examination
BC
Issued 09/17/2015
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/05/2014
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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