Unclaimed
Brian John Kovack is a financial advisor with over 25 years of experience in the securities industry. Brian is a registered representative and investment advisor in Florida and several other states. Brian has a strong background in securities law and investment banking, and he is a FINRA arbitrator. Brian Kovack is the managing member of Kovack Advisors, Inc., a registered investment advisor with offices in Fort Lauderdale, Florida. Kovack Advisors, Inc. provides financial planning, investment management, and other advisory services to individuals, families, businesses, and institutions. The firm has over $4 billion in assets under management. Brian Kovack is a highly qualified and experienced financial advisor who is committed to providing his clients with personalized service and sound financial advice.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
FL
11/18/2003 - Present
Kovack Advisors, Inc. (FT. LAUDERDALE FL)
FL
01/30/2014 - 07/22/2022
LATIN SECURITIES INC. (FT. LAUDERDALE FL)
NA
11/17/1998 - 12/09/1998
KOVACK SECURITIES INC.
NE
10/15/1996 - 11/19/1998
SECURITIES AMERICA, INC. (LAVISTA NE)
BC
Issued 11/07/1996
Series 63 - Uniform Securities Agent State Law Examination
IA
Issued 11/02/1996
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 01/02/2023
Series 14 - Compliance Officer Examination
BC
Issued 12/10/1996
Series 27 - Financial and Operations Principal Examination
BC
Issued 11/20/1996
Series 53 - Municipal Securities Principal Examination
BC
Issued 10/25/1996
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/14/1996
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
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