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Brian John Kovack

Kovack Advisors, Inc.

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About Brian John Kovack

Brian John Kovack is a financial advisor with over 25 years of experience in the securities industry. Brian is a registered representative and investment advisor in Florida and several other states. Brian has a strong background in securities law and investment banking, and he is a FINRA arbitrator. Brian Kovack is the managing member of Kovack Advisors, Inc., a registered investment advisor with offices in Fort Lauderdale, Florida. Kovack Advisors, Inc. provides financial planning, investment management, and other advisory services to individuals, families, businesses, and institutions. The firm has over $4 billion in assets under management. Brian Kovack is a highly qualified and experienced financial advisor who is committed to providing his clients with personalized service and sound financial advice.

Firm Information

Brian Kovack is currently registered with Kovack Advisors, Inc.. Kovack Advisors, Inc. is an investment advisor headquartered in FT. LAUDERDALE, FL. The firm manages $4.29 billion in assets for a variety of clients, including high-net-worth individuals, corporations, individuals other than high-net-worth, and pension and profit-sharing plans. Kovack Advisors provides financial planning, portfolio management for businesses and individuals, and selection of other advisors. The firm employs 229 licensed agents and 300 investment adviser representatives. The firm's SEC number is 801-63048.
Kovack Advisors, Inc.

6451 N. FEDERAL HWY

FT. LAUDERDALE, FL 33308

$4.29B

Assets Under Management

1,602

Total Clients

264

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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portfolio management for businesses

Custom portfolio management strategies for businesses to achieve long-term growth.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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percentage of assets

A percentage of the total value of assets under management is charged.

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Brian Kovack’s Registration & Firm History

FL

11/18/2003 - Present

Kovack Advisors, Inc. (FT. LAUDERDALE FL)

FL

01/30/2014 - 07/22/2022

LATIN SECURITIES INC. (FT. LAUDERDALE FL)

NA

11/17/1998 - 12/09/1998

KOVACK SECURITIES INC.

NE

10/15/1996 - 11/19/1998

SECURITIES AMERICA, INC. (LAVISTA NE)

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Licenses & Designations

BC

Issued 11/07/1996

Series 63 - Uniform Securities Agent State Law Examination

IA

Issued 11/02/1996

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 01/02/2023

Series 14 - Compliance Officer Examination

BC

Issued 12/10/1996

Series 27 - Financial and Operations Principal Examination

BC

Issued 11/20/1996

Series 53 - Municipal Securities Principal Examination

BC

Issued 10/25/1996

Series 24 - General Securities Principal Examination

BC

Issued 01/02/2023

Series 79TO - Investment Banking Registered Representative Examination

BC

Issued 01/02/2023

Series 99TO - Operations Professional Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 10/14/1996

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

N

Nasdaq Stock Market

Disclosures

There are no public disclosures for Brian John Kovack.
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