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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Brian? Claim Your ProfileBrian Gleeson is an active registered investment advisor with over 29 years of experience in the financial services industry. Brian has worked for Merrill Lynch, Pierce, Fenner & Smith Inc. since 2009 and has held previous roles at BANC OF AMERICA INVESTMENT SERVICES, INC. and NATIONSSECURITIES. Brian has a Series 7, Series 63, and Series 65 license as well as the Securities Industry Essentials Examination (SIE). Brian is licensed in 16 states and the District of Columbia. Brian's specializations include securities, investment advisory, and financial planning. Brian offers portfolio management for individuals and businesses. He is currently registered with Merrill Lynch, Pierce, Fenner & Smith Inc., which has a total of over $1.2 trillion in assets under management.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Performance measurement reports, allocation modeling, ips, research reports and services, see schedule d
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
MD
05/30/2024 - Present
Merrill Lynch, Pierce, Fenner & Smith Inc. (TOWSON MD)
MD
01/01/1998 - 10/23/2009
BANC OF AMERICA INVESTMENT SERVICES, INC. (TOWSON MD)
NA
02/04/1994 - 01/01/1998
NATIONSSECURITIES
IA
Issued 12/13/1995
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 03/16/1994
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/03/1994
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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