Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Brian? Claim Your ProfileBrian Fritts is a financial advisor with over 20 years of experience in the industry. Brian is currently a Registered Representative with Robert W. Baird & Co. Inc. in Florham Park, NJ, where he provides a wide range of financial services to individual and institutional clients. Brian has a strong understanding of investment strategies and is committed to helping clients achieve their financial goals. Brian has held previous roles at Gleacher & Company Securities, Inc., BNY Capital Markets Inc., and William E. Simon & Sons Municipal Securities, Inc.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Strategic management for diversified investment portfolios.
See schedule d
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
Hard dollar payments for research
1
2
NJ
02/19/2013 - Present
Robert W. Baird & Co. Inc. (ROSELAND NJ)
NJ
03/03/2008 - 03/20/2013
GLEACHER & COMPANY SECURITIES, INC. (ROSELAND NJ)
NY
03/07/2001 - 03/04/2008
BNY CAPITAL MARKETS INC. (NEW YORK NY)
NJ
12/21/1999 - 01/05/2001
WILLIAM E. SIMON & SONS MUNICIPAL SECURITIES, INC. (MORRISTOWN NJ)
BC
Issued 07/02/2001
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 05/24/2002
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 57TO - Securities Trader Exam
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/19/2003
Series 55 - Limited Representative-Equity Trader Exam
BC
Issued 12/20/1999
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
I
Investors' Exchange LLC
N
NYSE American LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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