Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Brian? Claim Your ProfileBrian Finneran is a financial professional who has been active in the industry since 2010. He is currently employed by Bernstein Institutional Services LLC in New York, NY. Brian has also held positions at Sanford C. Bernstein & Co., LLC, Autonomous Research US LP, Barclays Capital Inc., William Blair & Company L.L.C., and Keefe, Bruyette & Woods, Inc. Brian holds the following licenses and certifications: Series 7, Series 86, Series 87, SIE, and Series 63. Brian specializes in providing financial advice and services to corporations and other businesses, as well as pooled investment vehicles.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Seminars designed to boost your financial literacy and investment knowledge.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
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NY
03/29/2024 - Present
Bernstein Institutional Services LLC (NEW YORK NY)
NY
04/01/2019 - 03/29/2024
SANFORD C. BERNSTEIN & CO., LLC (NEW YORK NY)
NY
11/30/2016 - 04/09/2019
AUTONOMOUS RESEARCH US LP (NEW YORK NY)
NY
10/28/2014 - 11/18/2016
BARCLAYS CAPITAL INC. (NEW YORK NY)
NY
09/25/2012 - 10/24/2014
WILLIAM BLAIR & COMPANY L.L.C. (NEW YORK NY)
NY
11/03/2010 - 09/12/2012
KEEFE, BRUYETTE & WOODS, INC. (NEW YORK NY)
BC
Issued 01/10/2011
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/10/2011
Series 87 - Research Analyst Exam - Part II Regulations Module
BC
Issued 09/19/2011
Series 86 - Research Analyst Exam - Part I Analysis Module
BC
Issued 11/01/2010
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
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Cboe EDGX Exchange, Inc.
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FINRA
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Investors' Exchange LLC
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Long-Term Stock Exchange, Inc.
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MEMX LLC
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MIAX PEARL, LLC
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NYSE American LLC
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NYSE Arca, Inc.
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NYSE Chicago, Inc.
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NYSE National, Inc.
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Nasdaq BX, Inc.
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Nasdaq PHLX LLC
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Nasdaq Stock Market
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New York Stock Exchange
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