Unclaimed
Brian Faleiro is a financial advisor with Neuberger Berman BD LLC, a firm with a long history of providing investment advice to clients. Brian has a strong understanding of the financial markets and is committed to helping clients achieve their financial goals. Brian has been in the industry since 2009 and holds the Series 63, Series 7, and SIE licenses. Prior to his current role, Brian was employed by Neuberger Berman Management LLC, and Citigroup Global Markets Inc. He holds a Series 63 license and is registered to provide investment advice in the state of New York.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Helps you choose top advisors aligned with your financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
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NY
01/05/2016 - Present
Neuberger Berman BD LLC (NEW YORK NY)
NY
05/24/2011 - 06/30/2016
NEUBERGER BERMAN MANAGEMENT LLC (NEW YORK NY)
NY
12/14/2004 - 05/25/2006
CITIGROUP GLOBAL MARKETS INC. (NEW YORK NY)
BC
Issued 06/27/2011
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/23/2011
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq ISE, LLC
N
Nasdaq Stock Market
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