Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Brian? Claim Your ProfileBrian Doughney is a financial advisor who has been in the industry since 1999. Brian is currently registered with Fidelity Personal And Workplace Advisors and has been with the firm since 2018. Brian has previously worked with several other firms including Chase Investment Services Corp., WM Financial Services, Inc., HSBC Brokerage (USA) Inc., CitiCorp Investment Services, Charles Schwab & Co., Inc., First United Equities Corporation, Duke & Co., Inc., D. H. Blair & Co., Inc., and Gruntal & Co. Incorporated. Brian is registered in several states including Connecticut, Massachusetts, New Jersey, New York, and Texas. Brian holds several licenses and certifications including Series 4, 7, 8, 9, 10, 63, and 66 licenses as well as a Certified Financial Planner designation. Brian's specialties include investment management, financial planning, retirement planning, college savings planning, and estate planning.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
NY
07/13/2018 - Present
Fidelity Personal AND Workplace Advisors (NEW YORK NY)
NY
09/19/2005 - 11/02/2006
CHASE INVESTMENT SERVICES CORP. (NEW YORK NY)
CA
08/10/2004 - 03/15/2005
WM FINANCIAL SERVICES, INC. (IRVINE CA)
NY
09/13/2002 - 08/25/2004
HSBC BROKERAGE (USA) INC. (NEW YORK NY)
NY
05/24/1999 - 07/10/2002
CITICORP INVESTMENT SERVICES (LONG ISLAND CITY NY)
TX
02/04/1998 - 05/20/1999
CHARLES SCHWAB & CO., INC. (WESTLAKE TX)
NY
09/30/1997 - 12/31/1997
FIRST UNITED EQUITIES CORPORATION (NEW YORK NY)
TX
11/29/1995 - 09/16/1997
CHARLES SCHWAB & CO., INC. (WESTLAKE TX)
NY
04/20/1995 - 06/07/1995
DUKE & CO., INC. (NEW YORK NY)
NY
06/08/1994 - 02/09/1995
D. H. BLAIR & CO., INC. (NEW YORK NY)
NY
03/26/1994 - 05/10/1994
GRUNTAL & CO. INCORPORATED (NEW YORK NY)
BC
Issued 04/08/2016
Series 63 - Uniform Securities Agent State Law Examination
BOTH
Issued 04/30/2004
Series 66 - Uniform Combined State Law Examination
BC
Issued 09/23/2016
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 06/17/2016
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 07/10/2003
Series 4 - Registered Options Principal Examination
BC
Issued 03/30/1999
Series 8 - General Securities Sales Supervisor Examination (Options Module & General Module)
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/11/2016
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
New York Stock Exchange
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