Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Brian? Claim Your ProfileBrian Dejoy is a financial advisor who has been in the industry since 1992. Brian is currently registered with UBS Financial Services Inc. as a Registered Representative and Investment Advisor Representative. Brian has previously been registered with Morgan Stanley and Citigroup Global Markets Inc.. Brian has a variety of experience in the financial industry and has passed several industry exams. Brian is registered with the Securities and Exchange Commission and is licensed to sell securities in several states.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
See schedule d - miscellaneous
1
2
NY
10/07/2015 - Present
UBS Financial Services Inc. (ROCHESTER NY)
NY
06/01/2009 - 10/14/2015
MORGAN STANLEY (PITTSFORD NY)
NY
02/24/2006 - 06/01/2009
CITIGROUP GLOBAL MARKETS INC. (PITTSFORD NY)
NY
01/04/1995 - 02/28/2006
MORGAN STANLEY DW INC. (PURCHASE NY)
NY
10/09/1992 - 01/13/1995
KIDDER, PEABODY & CO. INCORPORATED (NEW YORK NY)
IA
Issued 03/07/1994
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 10/15/1992
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/21/1995
Series 31 - Futures Managed Funds Examination
BC
Issued 10/06/1992
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
Not sure Brian Dejoy is the right advisor for you? Invested Better is here to help.
