Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Brian? Claim Your ProfileBrian John Davis is a financial advisor who has been in the industry since 2007. Brian is registered with Nuveen Asset Management, LLC and has been with the firm since August of 2021. Previously, Brian was employed at ALPS Distributors, INC. and FTAM FUNDS DISTRIBUTOR, INC. Brian has licenses for both securities and investment advice, and is registered in Illinois, Kentucky, Ohio, and West Virginia. Brian specializes in investment advice for individuals, businesses, investment companies, and pooled investment vehicles.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Strategic management for diversified investment portfolios.
Model portfolio advice
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
1
2
IL
10/04/2021 - Present
Nuveen Asset Management, LLC (CHICAGO IL)
CO
06/22/2012 - 08/17/2021
ALPS DISTRIBUTORS, INC. (DENVER CO)
OH
01/02/2008 - 05/16/2012
FTAM FUNDS DISTRIBUTOR, INC. (CINCINNATI OH)
OH
05/14/2007 - 12/31/2007
ALPS DISTRIBUTORS, INC. (CINCINNATI OH)
OH
03/01/2007 - 05/11/2007
BISYS FUND SERVICES LIMITED PARTNERSHIP (CINCINNATI OH)
IA
Issued 10/04/2021
Series 65 - Uniform Investment Adviser Law Examination
BOTH
Issued 05/21/2007
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/28/2007
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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