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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Brian? Claim Your ProfileBrian Cumberland is a financial advisor with over 20 years of experience in the financial services industry. He is currently registered with Morgan Stanley and holds Series 3, 7, 63, and 66 licenses as well as the SIE exam. Brian has previously worked with Foreside Fund Services, LLC, Susquehanna Financial Group, LLLP, MKM Partners LLC, and Merrill Lynch. Brian specializes in providing financial advice to individuals, businesses, and investment companies.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Strategic management for diversified investment portfolios.
Asset allocation advice
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
See schedule d miscellaneous
1
2
NY
04/15/2020 - Present
Morgan Stanley (New York NY)
NY
03/30/2016 - 07/03/2018
FORESIDE FUND SERVICES, LLC (New York NY)
NY
05/07/2010 - 03/22/2016
SUSQUEHANNA FINANCIAL GROUP, LLLP (NEW YORK NY)
CT
06/15/2009 - 05/05/2010
MKM PARTNERS LLC (STAMFORD CT)
NY
10/23/2000 - 06/16/2009
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
BOTH
Issued 07/26/2019
Series 66 - Uniform Combined State Law Examination
BC
Issued 12/09/2000
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 07/03/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/20/2017
Series 3 - National Commodity Futures Examination
BC
Issued 10/20/2000
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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