Unclaimed
Brian Cullen is a registered representative with Nuveen Asset Management, LLC, with a focus on providing investment advisory services. Brian has been working in the financial services industry since December 2016. Before joining Nuveen Asset Management, LLC, Brian was previously employed with MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED. Brian holds the Series 66, Series 7, and SIE licenses. Brian's current and former registrations include a variety of states, including Illinois, where Brian is also registered as an Investment Advisor Representative. Brian is a registered representative of Nuveen Securities, LLC, and a registered investment advisor representative of Nuveen Asset Management, LLC. Brian's practice includes working with individuals, businesses, investment companies, pooled investment vehicles, insurance companies, and charitable organizations.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Strategic management for diversified investment portfolios.
Model portfolio advice
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
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2
IL
05/10/2018 - Present
Nuveen Asset Management, LLC (CHICAGO IL)
IL
12/12/2016 - 04/24/2018
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CHICAGO IL)
BOTH
Issued 02/28/2017
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/10/2016
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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