Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Brian? Claim Your ProfileBrian Caffrey is a registered representative with Deutsche Bank Securities Inc. Brian has been in the securities industry for over 20 years. Brian has Series 7, 63, 99TO and SIE licenses. Brian is based in Jacksonville, FL. Brian previously worked at Barclays Capital Inc, Nomura Securities International, Inc and Lehman Brothers Inc.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Equity & debt research, macro research, quant strategy, multi- asset research, catalyst calls
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Hard dollar payments for research
1
2
FL
08/04/2014 - Present
Deutsche Bank Securities Inc. (JACKSONVILLE FL)
NY
12/07/2012 - 02/11/2013
BARCLAYS CAPITAL INC. (NEW YORK NY)
NY
10/23/2009 - 12/05/2011
NOMURA SECURITIES INTERNATIONAL, INC. (NEW YORK NY)
NY
09/14/2000 - 11/04/2008
LEHMAN BROTHERS INC. (NEW YORK NY)
BC
Issued 11/09/2000
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/13/2000
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
N
New York Stock Exchange
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