Unclaimed
Brian Begley is a financial professional currently registered with Finalis Securities LLC. Brian has been in the industry since June 5, 2024 and is licensed in multiple states including Colorado, Delaware, New Jersey, New York, Pennsylvania and Texas. Brian has successfully passed the Series 63, Series 79TO and SIE exams.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
06/06/2024 - Present
Finalis Securities LLC (New York NY)
BC
Issued 02/10/2024
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 06/06/2024
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 07/28/2023
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
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