Unclaimed
Brian Baranowski is a financial advisor who has been in the industry since 1994. Brian is currently registered with Voya Financial Advisors, Inc. and Voya Financial Partners, LLC. Brian has a variety of licenses and registrations, including Series 6, 7, 24, 27, 65, 99TO, and SIE. Brian specializes in providing financial planning services, educational seminars, and portfolio management for individuals and businesses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
CT
08/17/2011 - Present
Voya Financial Advisors, Inc. (WINDSOR CT)
CT
02/07/2013 - 12/31/2020
SLD AMERICA EQUITIES, INC. (WINDSOR CT)
CT
02/07/2013 - 06/29/2018
DIRECTED SERVICES LLC (WINDSOR CT)
CT
07/20/2010 - 11/29/2016
VOYA RETIREMENT ADVISORS, LLC (WINDSOR CT)
CT
02/07/2013 - 03/04/2014
SYSTEMATIZED BENEFITS ADMINISTRATORS, INC. (WINDSOR CT)
IA
Issued 03/01/2002
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 02/15/2001
Series 27 - Financial and Operations Principal Examination
BC
Issued 06/02/2000
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/14/2000
Series 7 - General Securities Representative Examination
BC
Issued 05/09/1994
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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