Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Brian? Claim Your ProfileBrian John Babcock is a financial advisor with over 27 years of experience in the financial services industry. Brian is currently registered with LPL Financial LLC, where Brian has been with the company since November 2021. Previously, Brian was a financial advisor with Commonwealth Financial Network from August 2011 to November 2021, and with Ogilvie Security Advisors Corporation from February 2000 to September 2011. Brian has a broad range of experience in the financial services industry, having worked with a variety of clients, including individuals, corporations, and institutions. Brian is dedicated to providing clients with personalized financial advice and strategies that meet their individual needs.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
MA
11/10/2021 - Present
LPL Financial LLC (WILMINGTON MA)
MA
08/31/2011 - 11/10/2021
COMMONWEALTH FINANCIAL NETWORK (Wilmington MA)
MA
02/24/2000 - 09/07/2011
OGILVIE SECURITY ADVISORS CORPORATION (BURLINGTON MA)
NY
10/06/1995 - 03/06/2000
H.C. WAINWRIGHT & CO., INC. (NEW YORK NY)
MA
10/18/1993 - 03/24/1995
ALLMERICA INVESTMENTS, INC. (WORCESTER MA)
IA
Issued 04/16/1996
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 10/19/1993
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/15/1993
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
Not sure Brian Babcock is the right advisor for you? Invested Better is here to help.
