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Brian Jerome Rice

Rice Wealth Management Group, Inc.

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About Brian Jerome Rice

Brian Rice is an investment advisor representative registered with Rice Wealth Management Group, Inc., based in Fair Haven, NJ. Brian has been in the industry since 1991 and holds the Series 63, 65, 7, 24 and SIE exams. Brian has experience with various firms, including Raymond James Financial Services, Inc., Robert Thomas Securities, Inc, Smith Barney Inc., and Lehman Brothers Inc. Brian's firm focuses on providing portfolio management for individuals and selection of other advisers. They also manage assets for high-net-worth individuals, corporations, and pension and profit-sharing plans.

Firm Information

Brian Rice is currently registered with Rice Wealth Management Group, Inc.. Rice Wealth Management Group, Inc. is a Registered Investment Advisor with approximately $90.9 million in regulatory assets under management. The firm offers a range of advisory services, including portfolio management for individuals and selection of other advisers. The firm primarily serves high-net-worth individuals, corporations or other businesses, and individuals other than high-net-worth.

$90.88M

Assets Under Management

Not reported

Total Clients

1

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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percentage of assets

A percentage of the total value of assets under management is charged.

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Brian Rice’s Registration & Firm History

NJ

01/11/2022 - Present

Rice Wealth Management Group, Inc. (FAIR HAVEN NJ)

NJ

01/04/1999 - 07/10/2020

RAYMOND JAMES FINANCIAL SERVICES, INC. (Fair Haven NJ)

FL

09/18/1995 - 01/04/1999

ROBERT THOMAS SECURITIES, INC (ST. PETERSBURG FL)

NY

07/31/1993 - 10/09/1995

SMITH BARNEY INC. (NEW YORK NY)

NY

04/24/1991 - 07/31/1993

LEHMAN BROTHERS INC. (NEW YORK NY)

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Licenses & Designations

IA

Issued 07/09/2007

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 11/18/1992

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 06/26/1997

Series 24 - General Securities Principal Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 04/23/1991

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

Disclosures

There is public disclosure for Brian Jerome Rice. Review regulatory record here.
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