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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Brian? Claim Your ProfileBrian Jerome Lampsa is a financial advisor with Raymond James & Associates, Inc. Brian has been in the financial services industry since 1992 and holds a Series 7, Series 10, Series 24, Series 31, Series 63, and Series 65 licenses. Brian has been registered with Raymond James & Associates, Inc. since 2007. Brian is also registered in 38 states and is a registered Investment Advisor in Illinois and Texas. Brian also owns Pleasant Land LLC, an agricultural business in Downers Grove, Illinois.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Please see note in schedule d - miscellaneous
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
IL
10/24/2024 - Present
Raymond James & Associates, Inc. (Chicago IL)
IL
04/01/2011 - 08/09/2011
HOWE BARNES HOEFER & ARNETT, INC. (CHICAGO IL)
IL
10/25/1999 - 07/24/2007
HOWE BARNES HOEFER & ARNETT, INC. (CHICAGO IL)
MO
03/07/1997 - 12/21/1999
FIRST UNION SECURITIES, INC. (ST. LOUIS MO)
CO
05/27/1992 - 03/14/1997
CHATFIELD DEAN & CO., INC. (GREENWOOD VILLAGE CO)
IA
Issued 07/11/1997
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 05/27/1992
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 08/24/2009
Series 24 - General Securities Principal Examination
BC
Issued 08/17/2007
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 08/03/2007
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/21/2008
Series 31 - Futures Managed Funds Examination
BC
Issued 05/26/1992
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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