Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Brian? Claim Your ProfileBrian Jerold Whinnery is a financial advisor currently registered with LPL Financial LLC and Hays Financial Group, LLC. Brian has been in the financial services industry since 2011, and holds both Series 7 and 66 licenses, along with the SIE designation. Prior to joining these firms, Brian worked at RBC Capital Markets, LLC. Brian has a wide range of experience in financial planning, portfolio management, and other non-discretionary advisory services. Brian is also a board member of World Archives, LLC. Brian is committed to providing his clients with the highest level of service and expertise.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
MN
04/25/2023 - Present
LPL Financial LLC (MINNEAPOLIS MN)
MN
03/02/2011 - 04/14/2016
RBC CAPITAL MARKETS, LLC (MINNEAPOLIS MN)
BOTH
Issued 05/07/2011
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/01/2011
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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