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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Brian? Claim Your ProfileBrian Jerold Steck is a financial advisor with Fidelity Personal And Workplace Advisors in LAKE GROVE, NY. Brian has been in the financial services industry since 1992. Brian is registered with the state of New York as an Investment Advisor Representative and a Registered Representative and with the state of Texas as an Investment Advisor Representative. Brian has a total of 45 state registrations. Brian is a Series 65, 66, 63, 7, 9, 10, 8 and 24 licensed individual. Brian has a diverse background in the financial industry including experience with Fidelity Brokerage Services LLC, FIFTH THIRD SECURITIES, INC. and Edward D. Jones & CO., L.P.. Brian specializes in providing financial planning, portfolio management for individuals and businesses, and selection of other advisors. Brian has 13624 clients and approximately $1 billion - $10 billion in assets under management.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
NY
06/16/2021 - Present
Fidelity Personal AND Workplace Advisors (LAKE GROVE NY)
OH
02/25/2003 - 08/12/2005
FIFTH THIRD SECURITIES, INC. (CINCINNATI OH)
RI
10/18/1993 - 02/11/2003
FIDELITY BROKERAGE SERVICES LLC (SMITHFIELD RI)
MO
07/24/1992 - 08/30/1993
EDWARD D. JONES & CO., L.P. (ST. LOUIS MO)
IA
Issued 05/14/2021
Series 65 - Uniform Investment Adviser Law Examination
BOTH
Issued 03/31/2000
Series 66 - Uniform Combined State Law Examination
BC
Issued 07/30/1992
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 01/02/2023
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 10/28/1996
Series 8 - General Securities Sales Supervisor Examination (Options Module & General Module)
BC
Issued 12/16/1994
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/23/1992
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
New York Stock Exchange
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