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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Brian? Claim Your ProfileBrian Jens Firring is an investment advisor representative associated with Wells Fargo Clearing Services, LLC, a firm headquartered in St. Louis, Missouri. Brian has been in the industry since 1995, and has a diverse range of experience including roles at Stone & Youngberg LLC, Planco Financial Services, Inc., American General Securities Incorporated, and Spelman & Co., Inc. Brian is licensed in several states and holds licenses and certifications including the Series 7, Series 6, Series 63, Series 66, and SIE. Brian is specialized in providing investment advice to individuals, businesses, high-net-worth clients, pension and profit-sharing plans, and corporations. Brian is committed to providing personalized investment advice and financial planning services to meet the individual needs of clients.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
CA
09/19/2020 - Present
Wells Fargo Clearing Services, LLC (BEVERLY HILLS CA)
CA
05/19/2006 - 01/03/2011
WELLS FARGO INVESTMENTS, LLC (BEVERLY HILLS CA)
CA
05/12/1998 - 05/22/2006
STONE & YOUNGBERG LLC (LOS ANGELES CA)
CT
02/26/1998 - 05/15/1998
PLANCO FINANCIAL SERVICES, INC. (HARTFORD CT)
AZ
01/02/1997 - 09/12/1997
AMERICAN GENERAL SECURITIES INCORPORATED (PHOENIX AZ)
AZ
09/09/1994 - 12/31/1996
SPELMAN & CO., INC. (PHOENIX AZ)
BOTH
Issued 03/26/2009
Series 66 - Uniform Combined State Law Examination
BC
Issued 09/02/1994
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/17/1998
Series 7 - General Securities Representative Examination
BC
Issued 08/29/1994
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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