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Brian Jeffrey Stephens

Rubicon Advisors

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About Brian Jeffrey Stephens

Brian Stephens is an Investment Advisor Representative with Rubicon Advisors. Brian has been in the financial services industry since December 2006. Brian specializes in providing investment advice to individuals, high-net-worth individuals, and pension and profit-sharing plans. Brian has a strong commitment to providing clients with personalized financial advice and helping them reach their financial goals. Brian is registered with the state of California as an investment advisor representative. Brian is also registered with the state of Texas as an investment advisor representative.

Firm Information

Brian Stephens is currently registered with Rubicon Advisors. Rubicon Advisors is an investment advisor headquartered in Redding, California. They provide financial planning, pension consulting, and portfolio management services to individuals, high-net-worth individuals, corporations, charitable organizations, and pension and profit-sharing plans. They have over $293 million in regulatory assets under management and offer a wrap fee program.
Rubicon Advisors

1640 EAST CYPRESS

REDDING, CA 96002

$293.85M

Assets Under Management

Not reported

Total Clients

8

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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pension consulting services

Guidance on pension options to ensure a secure financial future.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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percentage of assets

A percentage of the total value of assets under management is charged.

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Brian Stephens’s Registration & Firm History

CA

11/20/2023 - Present

Rubicon Advisors (REDDING CA)

CA

02/25/2011 - 07/29/2016

EDWARD JONES (REDDING CA)

CA

03/12/2010 - 02/28/2011

CHASE INVESTMENT SERVICES CORP. (REDDING CA)

CA

12/15/2006 - 03/03/2010

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (REDDING CA)

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Licenses & Designations

BOTH

Issued 02/19/2007

Series 66 - Uniform Combined State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 12/14/2006

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Brian Jeffrey Stephens.
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