Unclaimed
Brian Nickel is an investment advisor representative with Keating Financial Advisory Services and Raymond James Financial Services Advisors, Inc. Brian has been in the financial industry since 2005 and is registered to offer advisory services in Arizona, Colorado, Florida, Illinois, Kansas, Michigan, Missouri, Nebraska, North Carolina, Oklahoma, Texas, and Washington. Brian is a CERTIFIED FINANCIAL PLANNER™ professional and has earned the Series 31, Series 7, and SIE licenses. Brian's practice focuses on financial planning and investment advisory services, with a particular focus on pension and profit-sharing plans. Brian works with a variety of clients, including high-net-worth individuals, corporations, and pension plans.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Seminars designed to boost your financial literacy and investment knowledge.
Investment recommendation/consulting services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
KS
10/18/2007 - Present
Keating Financial Advisory Services (MANHATTAN KS)
IA
10/17/2005 - 03/10/2006
CAMBRIDGE INVESTMENT RESEARCH, INC. (FAIRFIELD IA)
BOTH
Issued 12/01/2005
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/05/2010
Series 31 - Futures Managed Funds Examination
BC
Issued 10/14/2005
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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