Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Brian? Claim Your ProfileBrian Evans is a financial advisor currently registered with Sammons Financial Network, LLC. Brian is a licensed and registered professional with the state of Iowa. Brian joined Sammons Financial Network, LLC on April 16, 2019. Previously, Brian worked for Fidelity Brokerage Services LLC from 2017 to 2019 and Northwestern Mutual Investment Services, LLC from 2016 to 2017. Brian Evans has passed the SIE, Series 6, Series 7, Series 63 and Series 66 exams.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
IA
04/16/2019 - Present
Sammons Financial Network, LLC (WEST DES MOINES IA)
CO
12/14/2017 - 03/08/2019
FIDELITY BROKERAGE SERVICES LLC (GREENWOOD VILLAGE CO)
CO
12/21/2016 - 11/08/2017
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC (LAKEWOOD CO)
BOTH
Issued 08/30/2018
Series 66 - Uniform Combined State Law Examination
BC
Issued 01/27/2017
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/12/2018
Series 7 - General Securities Representative Examination
BC
Issued 12/21/2016
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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