Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Brian? Claim Your ProfileBrian Jay Fine is a registered investment advisor with Wells Fargo Clearing Services, LLC. Brian has been in the industry since 1993 and has experience with various firms including Prudential Securities Incorporated, Dean Witter Reynolds Inc., and PaineWebber Incorporated. Brian is registered in 23 states and has a variety of certifications, including Series 63, Series 65, Series 7 and SIE. Brian specializes in providing financial planning, portfolio management for individuals and businesses, investment consulting services to institutional clients, and selection of other advisors.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
CA
12/06/2010 - Present
Wells Fargo Clearing Services, LLC (WOODLAND HILLS CA)
NY
07/06/2000 - 07/01/2003
PRUDENTIAL SECURITIES INCORPORATED (NEW YORK NY)
NY
07/11/1996 - 07/11/2000
DEAN WITTER REYNOLDS INC. (PURCHASE NY)
NJ
07/27/1993 - 07/02/1996
PAINEWEBBER INCORPORATED (WEEHAWKEN NJ)
IA
Issued 03/18/2019
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 08/10/1993
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/26/1993
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
Not sure Brian Fine is the right advisor for you? Invested Better is here to help.
