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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Brian? Claim Your ProfileBrian Donaldson is a financial advisor with UBS Financial Services Inc. Brian has been in the industry since November 1994, and has a wide range of experience in providing financial advice to individuals and businesses. Brian has served clients in a variety of roles over the years, including with Morgan Stanley and Prudential Securities. Brian is registered in 37 states, and has a number of professional designations.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
See schedule d - miscellaneous
1
2
CA
03/20/2008 - Present
UBS Financial Services Inc. (LA JOLLA CA)
CA
04/02/2007 - 03/27/2008
MORGAN STANLEY & CO., INCORPORATED (SAN DIEGO CA)
CA
01/27/2000 - 04/02/2007
MORGAN STANLEY DW INC. (SAN DIEGO CA)
NY
10/27/1995 - 01/19/2000
PRUDENTIAL SECURITIES INCORPORATED (NEW YORK NY)
NY
02/01/1995 - 10/03/1995
CITICORP INVESTMENT SERVICES (LONG ISLAND CITY NY)
NY
10/26/1994 - 02/17/1995
REICH & TANG DISTRIBUTORS L.P. (NEW YORK NY)
IA
Issued 04/24/1998
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 11/23/1994
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 01/02/2023
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 11/11/1997
Series 8 - General Securities Sales Supervisor Examination (Options Module & General Module)
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/06/1998
Series 3 - National Commodity Futures Examination
BC
Issued 10/15/1994
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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