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Brian Jameson Emmett

Northwestern Mutual Investment Services, LLC

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About Brian Jameson Emmett

Brian Emmett is a financial advisor who has been working in the industry since 2010. Brian is currently registered with Northwestern Mutual Investment Services, LLC, and has been with the firm since 2011. Brian is also registered as an investment advisor representative. Brian has a diverse range of experience and holds a number of licenses and certifications.

Firm Information

Brian Emmett is currently registered with Northwestern Mutual Investment Services, LLC. Northwestern Mutual Investment Services, LLC is a Limited Liability Company formed in June 1998. Headquartered in Milwaukee, Wisconsin, the firm provides investment research and referrals to other advisors. They are registered with the SEC and in all 50 states. The firm has over 2,000 licensed agents, investment advisor representatives, and registered representatives.
Northwestern Mutual Investment Services, LLC

720 EAST WISCONSIN AVENUE

MILWAUKEE, WI 53202-4797

Not reported

Assets Under Management

1

Total Clients

10,224

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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investment research; referrals to other advisers

Investment research; referrals to other advisers

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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other

Referral fees

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Brian Emmett’s Registration & Firm History

OR

01/03/2011 - Present

Northwestern Mutual Investment Services, LLC (PORTLAND OR)

OR

04/20/2010 - 08/24/2010

NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC (PORTLAND OR)

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Licenses & Designations

IA

Issued 12/16/2010

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 06/17/2010

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 02/15/2011

Series 9 - General Securities Sales Supervisor - Options Module Examination

BC

Issued 02/14/2011

Series 10 - General Securities Sales Supervisor - General Module Examination

BC

Issued 01/02/2023

Series 99TO - Operations Professional Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 11/24/2010

Series 7 - General Securities Representative Examination

BC

Issued 04/19/2010

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Brian Jameson Emmett.
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