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Brian James Thompson

Cetera Investment Advisers LLC

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About Brian James Thompson

Brian Thompson is a financial advisor with Cetera Investment Advisers LLC. Brian is a CERTIFIED FINANCIAL PLANNER™ professional and has been in the financial services industry since 2003. Brian is registered with the state of North Dakota and has experience serving clients including high-net-worth individuals, corporations and businesses, charitable organizations, pension and profit-sharing plans, individuals other than high-net-worth, and state or municipal government entities. In addition to providing financial planning, Brian offers educational seminars, portfolio management for businesses and individuals, and selection of other advisors. Brian's previous experience includes working with Pruco Securities, LLC.

Firm Information

Brian Thompson is currently registered with Cetera Investment Advisers LLC. Cetera Investment Advisers LLC is a large financial advisory firm with over 6,600 registered representatives and investment advisor representatives. Headquartered in Schaumburg, Illinois, Cetera provides a wide range of financial services, including financial planning, portfolio management, and pension consulting. The firm manages over $104 billion in assets and serves a diverse client base, including individuals, businesses, charitable organizations, and pension plans.
Cetera Investment Advisers LLC

2500 32ND AVE S

GRAND FORKS, ND 58201

$104.47B

Assets Under Management

16,618

Total Clients

7,280

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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pension consulting services

Guidance on pension options to ensure a secure financial future.

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educational seminars & workshops

Seminars designed to boost your financial literacy and investment knowledge.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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portfolio management for businesses

Custom portfolio management strategies for businesses to achieve long-term growth.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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percentage of assets

A percentage of the total value of assets under management is charged.

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Brian Thompson’s Registration & Firm History

ND

01/21/2014 - Present

Cetera Investment Advisers LLC (GRAND FORKS ND)

NJ

08/19/2003 - 03/08/2005

PRUCO SECURITIES, LLC. (NEWARK NJ)

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Licenses & Designations

BOTH

Issued 8/20/2003

Series 66 - Uniform Combined State Law Examination

BC

Issued 10/1/2018

SIE - Securities Industry Essentials Examination

BC

Issued 8/13/2003

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Brian James Thompson.
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