Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Brian? Claim Your ProfileBrian James Thomas is a financial professional with over 17 years of experience in the industry. Brian is currently registered with Tripletree, LLC in Minneapolis, Minnesota. Brian has held previous roles at ROBERT W. BAIRD & CO. INCORPORATED and LARSONALLEN FINANCIAL, LLC. Brian has a Series 7, Series 66, Series 24, and Series 79TO license. Brian is also registered in Minnesota and New York.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
MN
09/22/2016 - Present
Tripletree, LLC (Minneapolis MN)
CA
07/18/2008 - 07/06/2016
ROBERT W. BAIRD & CO. INCORPORATED (SAN FRANCISCO CA)
MN
02/20/2006 - 06/12/2008
LARSONALLEN FINANCIAL, LLC (MINNEAPOLIS MN)
BOTH
Issued 04/21/2006
Series 66 - Uniform Combined State Law Examination
BC
Issued 08/16/2023
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/17/2006
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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